John HerezaCRD Number: 1456633
Current Firm: Pnc Investments
John Hereza (CRD# 1456633) is an Investment Advisor Representative working at Pnc Investments in Mount Pleasant, MI and has over 31 years of experience in the finance industry.
Mid Atlantic Financial Management, Inc.
Northwestern Mutual Investment Services,llc
Questar Asset Management, Inc.
|Pnc Bank||Saginaw, MI||Jun 2010 - Current||7|
|Pnc Investments||Saginaw, MI||Nov 2009 - Current||7|
|Natcity Insurance Services, Inc.||Cleveland, OH||Nov 1999 - Nov 2009||10|
|Natcity Investments, Inc.||Bay City, MI||Apr 1998 - Nov 2009||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1986|
|S65||NASAA Investment Advisors Law Examination||Jul 2001|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management11,195MILLIONS
Total Number of Accounts78,826ACCOUNTS
Average Account Value$142,023
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV