James Argentine, financial advisor Mount Prospect IL
93 score

James Argentine

CRD Number: 5376812
Current Firm: Spc

James Argentine (CRD# 5376812) is an Investment Advisor Representative working at Spc in Mount Prospect, IL and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Spc Ann Arbor, MI Feb 2014 - Current 2
Sigma Financial Corporation Ann Arbor, MI Feb 2014 - Current 2
Metlife Securities, Inc. Itasca, IL Oct 2009 - Feb 2014 4
Securities America, Inc. Lavista, NE Oct 2008 - Sep 2009 < 1
Dickholtz Wealth Management Northbrook, IL Sep 2007 - Sep 2009 2
Arlington Park Racecourse LLC Arlington Hts, IL May 2007 - Aug 2007 < 1
Illinois State University Normal, IL Aug 2003 - Jun 2007 3
Illinois State University Normal, IL Nov 2006 - Nov 2006 < 1
Architectural Garage Door Mfg Johnsburg, IL May 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2009
S66 NASAA Uniform Combined State Law Examination Jul 2012
Contact Info for James N. Argentine
Phone Number: 734-663-1611
Registered State(s):
  • CA
  • IL
By the Numbers
  • Total Assets Under Management
    1,987
    MILLIONS
  • Total Number of Accounts
    11,707
    ACCOUNTS
  • Average Account Value
    $169,758
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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