John Daly, financial advisor Mount Prospect IL

John Daly

CRD Number: 4133168
Current Firm: Daly Investment Management, LLC
John Daly (CRD# 4133168) is an Investment Advisor Representative working at Daly Investment Management, LLC in Mount Prospect, IL and has over 16 years of experience in the finance industry. John Daly has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
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Professional Designations
Company Name Location Dates Years
Steele Capital Management, Inc. Dubuque, IA Feb 2017 - Current 7
Daly Investment Management, LLC Chicago, IL Apr 2009 - Current 14
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2000
Contact Info for John P. Daly
By the Numbers
  • Total Assets Under Management
    91
    MILLIONS
  • Total Number of Accounts
    420
    ACCOUNTS
  • Average Account Value
    $215,888
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

IL

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