David Thompson, financial advisor Mount Vernon IL

David Thompson

CRD Number: 7112392
Current Firm: Sovereign Capital Vantage, Inc.

David Thompson (CRD# 7112392) is an Investment Advisor Representative working at Sovereign Capital Vantage, Inc. in Mount Vernon, IL and has over 23 years of experience in the finance industry.

Similar Advisors
Lea Ashby, financial advisor Mount Vernon IL
Lea A. Ashby
CRD# 4121384
Benjamin F. Edwards & Company, Incorporated
Similar Advisors
Heather Blank, financial advisor Mount Vernon IL
Heather D. Blank
CRD# 4837391
Edward Jones
Similar Advisors
Sheila Burge, financial advisor Mount Vernon IL
Sheila A. Burge
CRD# 4498378
Edward Jones
Company Name Location Dates Years
Sovereign Capital Vantage, Inc. Southaven, MS May 2019 - Current 5
Prestige Ballroom LLC Des Peres, MO Oct 2013 - Mar 2020 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2001
S65 NASAA Investment Advisors Law Examination May 2019
Contact Info for David J. Thompson
Phone Number: 804-299-3747
Registered State(s):
  • MO
  • VA
Current Firm Details
Sovereign Capital Vantage, Inc.
Firm's CRD Number: 288492
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from multiple advisors.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.