Daniel GiddensCRD Number: 1207944
Current Firm: Kms Financial Services, Inc.
Daniel Giddens (CRD# 1207944) is an Investment Advisor Representative working at Kms Financial Services, Inc. in Mount Vernon, WA and has over 34 years of experience in the finance industry.
Penn Cove Financial, LLC
Financial Plan, Inc.
|Kms Financial Services, Inc.||Seattle, WA||Apr 2014 - Current||3|
|Grant Williams, LLC||Philadelphia, PA||Nov 2005 - Apr 2014||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1983|
|S65||NASAA Investment Advisors Law Examination||Jan 2002|
Total Assets Under Management5,174MILLIONS
Total Number of Accounts24,587ACCOUNTS
Average Account Value$210,434
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV