Gregory Herrling, financial advisor Mount Vernon WA
81 score

Gregory Herrling

CRD Number: 5590483
Current Firm: U.s. Bancorp Investments, Inc.

Gregory Herrling (CRD# 5590483) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Mount Vernon, WA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
U.s. Bancorp Investments, Inc. Bellingham, WA Jan 2010 - Current 6
Wells Fargo Investments, LLC Portland, OR Dec 2008 - Jan 2010 1
Metlife Securities Inc. Lake Oswego, OR Sep 2008 - Dec 2008 < 1
Unemployed Lake Oswego, OR Jun 2008 - Sep 2008 < 1
Wells Fargo Bend, OR Mar 2007 - Jun 2008 1
Dhi Mortgage Bend, OR Mar 2006 - Mar 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Gregory B. Herrling
Phone Number: 800-888-4700
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    5,065
    MILLIONS
  • Total Number of Accounts
    24,670
    ACCOUNTS
  • Average Account Value
    $205,313
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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