Brock Bettenhausen, financial advisor Mountain Home AR

Brock Bettenhausen

CRD Number: 6294905
Current Firm: Raymond James Financial Services Advisors, Inc.

Brock Bettenhausen (CRD# 6294905) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Mountain Home, AR and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Raymond James Financial Services, Inc. Mountain Home, AR Oct 2018 - Current 5
Raymond James Financial Services Advisors, Inc. Mountain Home, AR Oct 2018 - Current 5
Wells Fargo Clearing Services, LLC Mountain Home, AR Nov 2016 - Oct 2018 1
Wells Fargo Advisors, LLC Mountain Home, AR Jan 2014 - Nov 2016 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2014
Contact Info for Brock A. Bettenhausen
Phone Number: 727-567-3020
Registered State(s):
  • AR
  • TX
By the Numbers
  • Total Assets Under Management
    275,430
    MILLIONS
  • Total Number of Accounts
    985,117
    ACCOUNTS
  • Average Account Value
    $279,591
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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