Katherine Simmonds (CRD# 2120022) is an Investment Advisor Representative working at Conquis Financial LLC in Millbrae, CA and has over 33 years of experience in the finance industry. Katherine Simmonds has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 2626420
Alpha Blue Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Conquis Financial LLC | Millbrae, CA | May 2022 - Current | 1 |
| Mariner Platform Solutions | Millbrae, CA | Mar 2022 - Jun 2022 | < 1 |
| Adviceperiod, LLC | San Mateo, CA | Dec 2016 - Mar 2022 | 5 |
| Stanford Investment Group, Inc. | Mountain View, CA | Feb 2007 - Dec 2016 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1991 |
| S65 | NASAA Investment Advisors Law Examination | Mar 1996 |
- CA
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Total Assets Under Management207MILLIONS
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Total Number of Accounts234ACCOUNTS
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Average Account Value$883,982
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA
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