Lan Li, financial advisor Cupertino CA

Lan Li

CRD Number: 5033772
Current Firm: Hsbc Securities (usa) Inc.

Lan Li (CRD# 5033772) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Cupertino, CA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Hsbc Bank Usa N.a. Mountain View, CA Aug 2013 - Current 10
Hsbc Securities (usa) Inc. San Jose, CA May 2012 - Current 11
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2005
Contact Info for Lan Li
Phone Number: 212-525-2879
Firm Website: https://www.us.hsbc.com/
Registered State(s):
  • AZ
  • CA
  • FL
  • NJ
  • NC
  • OR
  • TX
By the Numbers
  • Total Assets Under Management
    2,819
    MILLIONS
  • Total Number of Accounts
    13,225
    ACCOUNTS
  • Average Account Value
    $213,143
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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