Scott Hamaguchi, financial advisor Mountain View CA
93 score

Scott Hamaguchi

CRD Number: 4615073
Current Firm: Raymond James Financial Services Advisors, Inc.

Scott Hamaguchi (CRD# 4615073) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Mountain View, CA and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
First Tech Federal Credit Union Mountain View, CA May 2014 - Current 2
Raymond James Financial Services Mountain View, CA Jan 2012 - Current 4
Raymond James Financial Services Advisors Inc. Mountain View, CA Jan 2012 - Current 4
Addison Avenue Investment Mountain View, CA Feb 2011 - Current 5
Essex National Securities Cupertino, CA Feb 2011 - Jan 2012 < 1
Chase Investment Services Corp San Jose, CA Oct 2010 - Feb 2011 < 1
Metlife Investors Irvine, CA Mar 2003 - Sep 2010 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2002
S66 NASAA Uniform Combined State Law Examination Nov 2010
Contact Info for Scott R. Hamaguchi
Phone Number: 727-567-5877
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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