Brandon Carter, financial advisor Mount Vernon WA

Brandon Carter

CRD Number: 5914146
Current Firm: Robert W. Baird & Company Incorporated

Brandon Carter (CRD# 5914146) is an Investment Advisor Representative working at Robert W. Baird & Company Incorporated in Mount Vernon, WA and has over 11 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Robert W. Baird & Company Mount Vernon, WA Mar 2017 - Current 7
Morgan Stanley Private Bank, N.a. Portland, OR Sep 2015 - Mar 2017 1
Morgan Stanley Portland, OR Sep 2015 - Mar 2017 1
Morgan Stanley Seattle, WA Feb 2014 - Sep 2015 1
Morgan Stanley Private Bank, N.a. Seattle, WA Feb 2014 - Sep 2015 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2012
S65 NASAA Investment Advisors Law Examination Dec 2021
Contact Info for Brandon C. Carter
Phone Number: 414-765-3500
Registered State(s):
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    287,515
    MILLIONS
  • Total Number of Accounts
    331,500
    ACCOUNTS
  • Average Account Value
    $867,315
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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