James McAteeCRD Number: 1849847
Current Firm: Summit Financial Group Inc.
James McAtee (CRD# 1849847) is an Investment Advisor Representative working at Summit Financial Group Inc. in Mt Zion, IL and has over 26 years of experience in the finance industry.
Ipi Wealth Management, Inc.
Mml Investors Services, LLC
Csh Investment Management
|Summit Brokerage Services||Mt. Zion, IL||Oct 2014 - Current||3|
|Lpl Financial, LLC||Mt. Zion, IL||Sep 2009 - Sep 2014||5|
|Mutual Service Corporation||Mt. Zion, IL||Apr 2008 - Sep 2009||1|
|American General Securities Incorporated||Mt. Zion, IL||Oct 2002 - Apr 2008||5|
|Aig American General Life Insurance Company||Mt. Zion, IL||Oct 2002 - Apr 2008||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1991|
|S66||NASAA Uniform Combined State Law Examination||Sep 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Regulatory Event
Total Assets Under Management3,800MILLIONS
Total Number of Accounts27,685ACCOUNTS
Average Account Value$137,241
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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