Lance AllenCRD Number: 3104513
Current Firm: Cetera Investment Advisers LLC
Lance Allen (CRD# 3104513) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Mukilteo, WA and has over 23 years of experience in the finance industry.
Wyatt Wealth Management
Royal Alliance Associates, Inc.
Wells Fargo Clearing Services, LLC
|Heritage Bank||Mukilteo, WA||Oct 2018 - Current||3|
|Cetera Investment Services LLC||St Cloud, MN||Oct 2018 - Current||3|
|Cetera Investment Advisers LLC||Mukilteo, WA||Oct 2018 - Current||3|
|Edward Jones||Saint Louis, MO||Jun 2018 - Oct 2018||< 1|
|Dws Investments Distributors, Inc.||Chicago, IL||May 2014 - Mar 2018||3|
|First Trust Portfolios LP||Lisle, IL||Jan 2005 - May 2014||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1998|
|S65||NASAA Investment Advisors Law Examination||Jan 2008|
|S66||NASAA Uniform Combined State Law Examination||Jun 2018|
Total Assets Under Management28,326MILLIONS
Total Number of Accounts129,758ACCOUNTS
Average Account Value$218,298
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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