Lance Allen (CRD# 3104513) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Spring, TX and has over 25 years of experience in the finance industry.
CRD# 2390431
The Goff Financial Group
CRD# 2687188
Hightower Advisors, LLC
CRD# 5462249
Nxt:gen Financial Planning
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ameriprise Financial Services, LLC | Deer Park, TX | May 2022 - Current | 1 |
| Heritage Bank | Mukilteo, WA | Oct 2018 - May 2022 | 3 |
| Cetera Investment Services LLC | St Cloud, MN | Oct 2018 - May 2022 | 3 |
| Cetera Investment Advisers LLC | Mukilteo, WA | Oct 2018 - May 2022 | 3 |
| Edward Jones | Saint Louis, MO | Jun 2018 - Oct 2018 | < 1 |
| Dws Investments Distributors, Inc. | Chicago, IL | May 2014 - Mar 2018 | 3 |
| First Trust Portfolios LP | Lisle, IL | Jan 2005 - May 2014 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1998 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2008 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2018 |
- TX
- WA
-
Total Assets Under Management479,794MILLIONS
-
Total Number of Accounts2,284,921ACCOUNTS
-
Average Account Value$209,983
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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