Lance Allen, financial advisor Mukilteo WA

Lance Allen

CRD Number: 3104513
Current Firm: Cetera Investment Advisers LLC

Lance Allen (CRD# 3104513) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Mukilteo, WA and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Heritage Bank Mukilteo, WA Oct 2018 - Current 3
Cetera Investment Services LLC St Cloud, MN Oct 2018 - Current 3
Cetera Investment Advisers LLC Mukilteo, WA Oct 2018 - Current 3
Edward Jones Saint Louis, MO Jun 2018 - Oct 2018 < 1
Dws Investments Distributors, Inc. Chicago, IL May 2014 - Mar 2018 3
First Trust Portfolios LP Lisle, IL Jan 2005 - May 2014 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1998
S65 NASAA Investment Advisors Law Examination Jan 2008
S66 NASAA Uniform Combined State Law Examination Jun 2018
Contact Info for Lance L. Allen
Phone Number: 888-528-2987
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    28,326
    MILLIONS
  • Total Number of Accounts
    129,758
    ACCOUNTS
  • Average Account Value
    $218,298
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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