Tracy Fruitt, financial advisor Muncie IN
73 score

Tracy Fruitt

CRD Number: 1987688
Current Firm: Lpl Financial LLC

Tracy Fruitt (CRD# 1987688) is an Investment Advisor Representative working at Lpl Financial LLC in Muncie, IN and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial, LLC Muncie, IN Jul 2016 - Current 1
Center For Wealth Planning Advisors, Inc. Muncie, IN Jul 2016 - Oct 2017 1
Voya Fiancial Advisors Muncie, IN Sep 2014 - Jul 2016 1
Ing Financial Partners, Inc. Muncie, IN Jan 2004 - Aug 2014 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1989
S65 NASAA Investment Advisors Law Examination May 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Tracy L. Fruitt
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    117,248
    MILLIONS
  • Total Number of Accounts
    551,780
    ACCOUNTS
  • Average Account Value
    $212,490
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
73

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