Charles FitzpatrickCRD Number: 2980286
Current Firm: Cambridge Investment Research Advisors, Inc.
Charles Fitzpatrick (CRD# 2980286) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Myrtle Beach, SC and has over 20 years of experience in the finance industry.
Voya Financial Advisors, Inc.
Principal Securities, Inc.
Berry Financial Securities, LLC
|Cambridge Investment Research, Inc.||Fairfield, IA||Dec 2017 - Current||< 1|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Dec 2017 - Current||< 1|
|Benefit Financial Services||Myrtle Beach, SC||Dec 1999 - Current||18|
|Invest Financial Corp||Tampa, FL||Oct 2008 - Nov 2017||9|
|Questar Capital Corp.||Minneapolis, MN||Sep 2007 - Oct 2008||1|
|Cateret Mortgage||Surfside Beach, SC||Dec 2006 - Oct 2008||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1997|
|S65||NASAA Investment Advisors Law Examination||Dec 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management28,722MILLIONS
Total Number of Accounts168,526ACCOUNTS
Average Account Value$170,429
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY