Kathleen Ringler, financial advisor Mystic CT

Kathleen Ringler

CRD Number: 3119335
Current Firm: Infinex Investments, Inc.

Kathleen Ringler (CRD# 3119335) is an Investment Advisor Representative working at Infinex Investments, Inc. in Mystic, CT and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Chelsea Groton Bank Mystic, CT Oct 2016 - Current 5
Infinex Investments, Inc. Meriden, CT Oct 2016 - Current 5
Commonwealth Financial Network Waltham, MA Jan 2011 - Oct 2016 5
Bank Rhode Island Providence, RI Dec 2010 - Oct 2016 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1999
S65 NASAA Investment Advisors Law Examination Dec 2018
Contact Info for Kathleen A. Ringler
Phone Number: 203-599-6000
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    2,547
    MILLIONS
  • Total Number of Accounts
    8,349
    ACCOUNTS
  • Average Account Value
    $305,076
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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