Brian Roberts, financial advisor Nanuet NY

Brian Roberts

CRD Number: 6746450
Current Firm: Lpl Financial LLC

Brian Roberts (CRD# 6746450) is an Investment Advisor Representative working at Lpl Financial LLC in Nanuet, NY and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial, LLC New City, NY Feb 2017 - Current 4
Sterling National Bank New City, NY Nov 2015 - Current 6
Putnam County Savings Bank New City, NY Oct 2013 - Nov 2015 2
Key Bank West Haverstraw, NY Dec 2008 - Oct 2013 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2017
S66 NASAA Uniform Combined State Law Examination Oct 2018
Contact Info for Brian K. Roberts
Phone Number: 704-733-3300
Registered State(s):
  • NJ
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    268,834
    MILLIONS
  • Total Number of Accounts
    1,055,189
    ACCOUNTS
  • Average Account Value
    $254,773
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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