Charles Grohs, financial advisor Napa CA
93 score

Charles Grohs

CRD Number: 1410512
Current Firm: Morgan Stanley

Charles Grohs (CRD# 1410512) is an Investment Advisor Representative working at Morgan Stanley in Napa, CA and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Smith Barney Napa, CA Jan 2010 - Current 6
Charles Schwab Bank Napa, CA Feb 2005 - Jan 2010 4
Charles Schwab & Company, Inc. Corte Madera, CA Sep 1997 - Jan 2010 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1985
Contact Info for Charles M. Grohs
Phone Number: 914-225-5510
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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