Douglas Koenig, financial advisor Napa CA
93 score

Douglas Koenig

CRD Number: 1220215
Current Firm: Wells Fargo Advisors, LLC

Douglas Koenig (CRD# 1220215) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Napa, CA and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors Napa Valley, CA Jul 2012 - Current 4
Morgan Stanley Smith Barney Santa Rosa, CA Jun 2009 - Jul 2012 3
Morgan Stanley & Company, Incorporated Santa Rosa, CA Apr 2007 - Jul 2012 5
Dean Witter Reynolds Inc. Concord, CA Sep 1983 - Apr 2007 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1984
S65 NASAA Investment Advisors Law Examination Mar 1997
Contact Info for Douglas R. Koenig
Phone Number: 314-875-3000
Registered State(s):
  • CA
  • OR
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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