James Riley, financial advisor Napa CA

James Riley

CRD Number: 5050888
Current Firm: Robert Green & Company

James Riley (CRD# 5050888) is an Investment Advisor Representative working at Robert Green & Company in Napa, CA and has over 8 years of experience in the finance industry. James Riley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
James H Riley Tax Services Napa, CA May 2016 - Current 5
Clg, LLC Long Beach, CA Aug 2020 - Jul 2021 < 1
Cwm, LLC Napa, CA Mar 2016 - Apr 2016 < 1
Lpl Financial LLC Napa, CA Oct 2013 - Apr 2016 2
Strategic Wealth Advisors Group Napa, CA Dec 2013 - Mar 2016 2
Napa Wealth Management, Incorporated Napa, CA Jul 2003 - Oct 2013 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2013
Contact Info for James H. Riley
Phone Number: 707-226-5434
Firm Website: https://rggcompany.com/
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    13
    MILLIONS
  • Total Number of Accounts
    63
    ACCOUNTS
  • Average Account Value
    $201,681
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA

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