James ZambranoCRD Number: 5045005
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
James Zambrano (CRD# 5045005) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Napa, CA and has over 9 years of experience in the finance industry.
Polaris Wealth Advisory Group
Wealth & Tax Planners
Lpl Financial LLC
|Bank Of America, N.a.||Napa, CA||Oct 2018 - Current||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Napa, CA||Aug 2018 - Current||3|
|Bancwest Investment Services||Napa, CA||Aug 2016 - Aug 2018||2|
|Bank Of The West||Napa, CA||Aug 2016 - Aug 2018||2|
|Bank Of America N.a||Napa, CA||Aug 2012 - Jul 2016||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Napa, CA||May 2012 - Jul 2016||4|
|Unemployed||American Canyon, CA||Sep 2011 - May 2012||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management1,084,544MILLIONS
Total Number of Accounts2,605,171ACCOUNTS
Average Account Value$416,304
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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