James Zambrano, financial advisor Napa CA

James Zambrano

CRD Number: 5045005
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

James Zambrano (CRD# 5045005) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Napa, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Napa, CA Oct 2018 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Napa, CA Aug 2018 - Current 3
Bancwest Investment Services Napa, CA Aug 2016 - Aug 2018 2
Bank Of The West Napa, CA Aug 2016 - Aug 2018 2
Bank Of America N.a Napa, CA Aug 2012 - Jul 2016 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Napa, CA May 2012 - Jul 2016 4
Unemployed American Canyon, CA Sep 2011 - May 2012 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James E. Zambrano
Phone Number: 800-637-7455
Firm Website: http://www.pbig.ml.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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