Karl Cloherty (CRD# 6287967) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Westlake, TX and has over 10 years of experience in the finance industry.
CRD# 5009276
Hedgefield Wealth Management
CRD# 1255317
Osaic Wealth, Inc.
CRD# 2754150
Charles Schwab & Company, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fidelity Investments | Westlake, TX | May 2021 - Current | 2 |
| Arbor Point Advisors | Riverwoods, IL | Aug 2019 - May 2021 | 1 |
| Securities America Advisors, Inc. | Riverwoods, IL | Feb 2019 - May 2021 | 2 |
| Securities America, Inc. | Riverwoods, IL | Feb 2019 - May 2021 | 2 |
| 2nd Opinion Partners | Riverwoods, IL | Feb 2019 - Mar 2021 | 2 |
| Kestra Financial Services, Inc. | Austin, TX | Apr 2016 - Feb 2019 | 2 |
| Partners Wealth Management | Naperville, IL | Apr 2015 - Feb 2019 | 3 |
| Hornor, Townsend & Kent, Inc. | Horsham, PA | Feb 2014 - Feb 2019 | 5 |
| Penn Mutual Life Insurance Company | Horsham, PA | Jan 2014 - Feb 2019 | 5 |
| Nfp Securities, Inc. | Austin, TX | Apr 2015 - Apr 2016 | 1 |
| University Of Illinois | Springfield, IL | Jan 2012 - Jan 2016 | 4 |
| Thg Financial | Chicago, IL | Jan 2014 - Apr 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2014 |
- IL
- TX
-
Total Assets Under Management818,776MILLIONS
-
Total Number of Accounts1,991,043ACCOUNTS
-
Average Account Value$411,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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