Komalpreet Kaur (CRD# 6823889) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Oakbrook Terrace, IL and has over 5 years of experience in the finance industry.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 4846117
Hightower Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ubs Financial Services Inc. | Naperville, IL | Oct 2019 - Current | 4 |
| Fidelity Brokerage Services LLC | Naperville, IL | Jun 2018 - Sep 2019 | 1 |
| Unemployed | Bolingbrook, IL | Dec 2017 - May 2018 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows, IL | Jun 2017 - Nov 2017 | < 1 |
| Bank Of America | Bolingbrook, IL | Jan 2016 - Jun 2017 | 1 |
| Tj Maxx | Romeoville, IL | May 2015 - Jan 2016 | < 1 |
| Liberty Mutual Insurance | Warrenville, IL | Jun 2015 - Aug 2015 | < 1 |
| Unemployed | Bolingbrook, IL | Feb 2015 - May 2015 | < 1 |
| La Salle Kitchen Lewis University | Romeoville,, IL | Sep 2014 - Feb 2015 | < 1 |
| Seven Eleven | Lodi, NJ | May 2014 - Sep 2014 | < 1 |
| Lodi High School | Lodi, NJ | Jan 2007 - May 2014 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2018 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2019 |
- IL
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Total Assets Under Management702,387MILLIONS
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Total Number of Accounts1,093,486ACCOUNTS
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Average Account Value$642,338
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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