Rebecca Smith, financial advisor Naperville IL
93 score

Rebecca Smith

CRD Number: 5564368
Current Firm: Prudent Man Advisors, Inc.

Rebecca Smith (CRD# 5564368) is an Investment Advisor Representative working at Prudent Man Advisors, Inc. in Naperville, IL and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Pma Financial Network, Inc. Naperville, IL May 2012 - Current 6
Pma Securities Naperville, IL May 2012 - Current 6
Unemployed Wheaton, IL Feb 2012 - May 2012 < 1
Edward Jones Aurora, IL Apr 2011 - Feb 2012 < 1
Edward Jones St Louis, MO Jul 2010 - Apr 2011 < 1
Full Time Student Wheaton, IL Jan 2010 - Jun 2010 < 1
Ubs Financial Services Oakbrook Terrace, IL Jun 2009 - Dec 2009 < 1
Full Time Student Wheaton, IL Apr 2009 - Jun 2009 < 1
Community Bank Wheaton/glen Ellyn Wheaton, IL Jul 2007 - Mar 2009 1
Full Time Student Wheaton, IL Dec 2006 - Jul 2007 < 1
Amc Cantera 30 Warrenville, IL May 2005 - Nov 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2010
Contact Info for Rebecca M. Smith
Phone Number: 630-657-6400
Registered State(s):
  • FL
  • IL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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This advisor has a clean track record with regulators.

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