Dawn Litchfield, financial advisor Naples FL
73 score

Dawn Litchfield

CRD Number: 1311347
Current Firm: Naples Money Management LLC

Dawn Litchfield (CRD# 1311347) is an Investment Advisor Representative working at Naples Money Management LLC in Naples, FL and has over 31 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Naples Money Management, LLC Naples, FL Mar 2010 - Current 6
Litchfield & Nelson Partners Naples, FL Jan 1996 - Current 20
Mutual Service Corporation West Palm Beach, FL Mar 1989 - Current 27
Litchfield & Nelson, Inc. Naples, FL Feb 1988 - Current 28
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1985
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Dawn P. Litchfield
Phone Number: 239-261-4800
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    121
    MILLIONS
  • Total Number of Accounts
    279
    ACCOUNTS
  • Average Account Value
    $434,567
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

FL

Ready to hire a financial advisor? Get competitive proposals from Dawn Litchfield and other advisors.
BADGES
73

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