Dennis Oliva, financial advisor Naples FL
78 score

Dennis Oliva

CRD Number: 5528823
Current Firm: Morgan Stanley

Dennis Oliva (CRD# 5528823) is an Investment Advisor Representative working at Morgan Stanley in Naples, FL and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, N.a. New York, NY Apr 2016 - Current < 1
Morgan Stanley Smith Barney LLC Naples, FL Mar 2016 - Current < 1
Wells Fargo Advisors LLC Fort Myers, FL Mar 2011 - Mar 2016 5
Marazzi Mottors Fort Myers, FL Dec 2010 - Mar 2011 < 1
Ohio National Fort Myers, FL Feb 2009 - Dec 2010 1
Northwestern Mutual Fort Myers, FL Jan 2008 - Feb 2009 1
Benchmark Home Mortgage Fort Myers, FL Jan 2004 - Jan 2008 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Dennis M. Oliva
Phone Number: 914-225-5510
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
78

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