Gregory Herman - Giddens (CRD# 4417443) is an Investment Advisor Representative working at Verity Asset Management in Naples, FL and has over 22 years of experience in the finance industry. Gregory Herman - Giddens has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6587916
Alpha Mode Capital LLC
CRD# 2271656
Ubs Financial Services Inc.
CRD# 1135890
First Heartland Consultants, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Verity Investments, Inc. | Durham, NC | Jun 2011 - Current | 12 |
| Verity Asset Management, Inc. | Durham, NC | Apr 2007 - Current | 17 |
| Verity Financial Group | Durham, NC | Apr 2007 - Current | 17 |
| Trust Counsel | Chapel Hill, NC | Mar 1996 - Current | 28 |
| Henderson, Franklin, Starnes & Holt, P.a. | Naples, FL | Oct 2019 - Dec 2021 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2001 |
- FL
- NC
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Total Assets Under Management903MILLIONS
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Total Number of Accounts8,036ACCOUNTS
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Average Account Value$112,356
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AL, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KY, LA, MA, MD, MI, MO, NC, NH, NJ, NM, NV, NY, OH, OK, PA, SC, TN, TX, UT, VA, WA, WI
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