Guss Pappas, financial advisor Naples FL
83 score

Guss Pappas

CRD Number: 4628782
Current Firm: Wells Fargo Advisors, LLC

Guss Pappas (CRD# 4628782) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Naples, FL and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC Naples, FL Mar 2013 - Current 3
J.p. Morgan Securities LLC Fort Myers, FL Oct 2012 - Mar 2013 < 1
Chase Investment Services Corp Ft Myers, FL Nov 2011 - Oct 2012 < 1
Unemployed Bonita Springs, FL Mar 2011 - Nov 2011 < 1
Pnc Investments St. Clair Shores, MI Nov 2009 - Mar 2011 1
Natcity Investments, Inc. Cleveland, OH Oct 2009 - Nov 2009 < 1
Natcity Investments Inc. Grand Rapids, MI Oct 2006 - Sep 2009 2
Unemployed Sterling Heights, MI Sep 2006 - Oct 2006 < 1
Suncoast Schools Federal Credit Union Naples, FL Feb 2006 - Sep 2006 < 1
Cuna Brokerage Services Waverly, IA Feb 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Guss J. Pappas
Phone Number: 314-875-3000
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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