James Eastman (CRD# 1385303) is an Investment Advisor Representative working at Pfo Investment Advisors, LLC in Naples, FL and has over 32 years of experience in the finance industry.
CRD# 5167067
Advanced Investment Management LLC
CRD# 6376918
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2305670
Truist Advisory Services, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pfo Investment Advisors, LLC | Naples, FL | Apr 2018 - Current | 6 |
| Retired | Naples, FL | Oct 2016 - Apr 2018 | 1 |
| Rfo Wealth Advisors, LLC | Naples, FL | Sep 2012 - Oct 2016 | 4 |
| Rfo Investment Advisors, Lcc | Naples, FL | Mar 2010 - Oct 2016 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1991 |
| S65 | NASAA Investment Advisors Law Examination | Jul 1995 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management19MILLIONS
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Total Number of Accounts11ACCOUNTS
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Average Account Value$1,688,110
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
FL
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