James Neel, financial advisor Naples FL
96 score

James Neel

CRD Number: 1972022
Current Firm: Aviance Capital Partners LLC

James Neel (CRD# 1972022) is an Investment Advisor Representative working at Aviance Capital Partners LLC in Naples, FL and has over 20 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Aviance Capital Partners, LLC Naples, FL Jan 2009 - Current 7
Aviance Capital Management, LLC Sarasota, FL Jan 2009 - Nov 2012 3
Yhb Investment Advisors Inc. Naples, FL Sep 2006 - Dec 2008 2
Gibralter Private Bank Naples, FL Jun 2005 - Sep 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2002
S65 NASAA Investment Advisors Law Examination Aug 1996
Contact Info for James R. Neel
Phone Number: 239-598-4747
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    477
    MILLIONS
  • Total Number of Accounts
    475
    ACCOUNTS
  • Average Account Value
    $1,003,379
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CT, DC, FL, GA, IL, MA, MD, MI, NC, NE, NJ, NY, OH, PA, SC, TN, TX, VA, WI

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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