John Barnes (CRD# 862738) is an Investment Advisor Representative working at Wilmington Capital Securities, LLC in Naples, FL and has over 43 years of experience in the finance industry.
CRD# 6587916
Alpha Mode Capital LLC
CRD# 2271656
Ubs Financial Services Inc.
CRD# 1135890
First Heartland Consultants, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wilmington Capital Securities, LLC | Garden City, NY | Apr 2019 - Current | 5 |
| Rbc Capital Markets Corporation | Stamford, CT | Mar 2008 - Apr 2019 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1980 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
- NY
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Total Assets Under Management243MILLIONS
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Total Number of Accounts259ACCOUNTS
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Average Account Value$938,278
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
FL, NJ, NY, TX
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