Prinya Sommala, financial advisor Naples FL
83 score

Prinya Sommala

CRD Number: 4630609
Current Firm: J.p. Morgan Securities LLC

Prinya Sommala (CRD# 4630609) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Naples, FL and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Naples, FL Mar 2015 - Current 1
Sovereign Bank Needham, MA Jan 2013 - Feb 2015 2
Santander Securities LLC Guaynabo, PR Jan 2013 - Feb 2015 2
Cco Investment Services Corp Medford, MA Nov 2010 - Jan 2013 2
Connector Financial Lowell, MA Dec 2008 - Nov 2010 1
Digital Federal Credit Union Marlborough, MA Nov 2008 - Dec 2008 < 1
Financial Network Investment Corp Nashua, NH Nov 2008 - Dec 2008 < 1
Countrywide Investment Services Chandler, AZ Mar 2008 - Oct 2008 < 1
Jefferson Pilot Securities Lowell, MD Feb 2007 - Mar 2008 1
Connector Financial Worcester, MA Jun 2005 - Mar 2008 2
New England Securities Worcester, ME Jun 2005 - Feb 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2003
S66 NASAA Uniform Combined State Law Examination Mar 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Prinya Sommala
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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