Robert Hoffman, financial advisor Naples FL
71 score

Robert Hoffman

CRD Number: 1393867
Current Firm: Advantage Investment Management, LLC

Robert Hoffman (CRD# 1393867) is an Investment Advisor Representative working at Advantage Investment Management, LLC in Naples, FL and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Advantage Investment Management Naples, FL Apr 2014 - Current 2
Lpl Financial LLC Naples, FL Mar 2014 - Current 2
Westport Resources Investment Services Westport, CT Jan 2012 - Mar 2014 2
Wells Fargo Advisors LLC Naples, FL May 2009 - Jan 2012 2
Wachovia Securities, LLC Naples, FL Jan 2008 - May 2009 1
A.g. Edwards Naples, FL Jan 2007 - Jan 2008 1
Mcdonald Investments Inc. Naples, FL Feb 1995 - Jan 2007 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1985
S65 NASAA Investment Advisors Law Examination Oct 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Robert M. Hoffman
Phone Number: 319-366-7300
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    564
    MILLIONS
  • Total Number of Accounts
    3,956
    ACCOUNTS
  • Average Account Value
    $142,513
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, FL, GA, IA, IL, IN, KS, KY, LA, MA, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, WA, WI

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BADGES
71

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