Roxane Kronon Galati (CRD# 4410774) is an Investment Advisor Representative working at Cwa Asset Management Group in Naples, FL and has over 20 years of experience in the finance industry. Roxane Kronon Galati has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5167067
Advanced Investment Management LLC
CRD# 6376918
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2305670
Truist Advisory Services, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Capital Wealth Advisors | Naples, FL | Jan 2018 - Current | 6 |
| Ameriplanning And Investments LLC | Naples, FL | Jul 2016 - Jan 2018 | 1 |
| Galati Financial LLC | Naples, FL | Mar 2009 - Dec 2016 | 7 |
| Eagle Strategies LLC | Naples, FL | Jan 2016 - Jun 2016 | < 1 |
| Nylife Securities | Fort Lauderdale, FL | Feb 2005 - Jun 2016 | 11 |
| New York Life Insurance Company | Fort Lauderdale, FL | Nov 2004 - Jun 2016 | 11 |
| Transamerica Financial Advisors | Los Angeles, CA | Sep 2001 - Jun 2016 | 14 |
| Mahoney Financial Organization, LLC | Naples, FL | Nov 2010 - Apr 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2004 |
- FL
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Total Assets Under Management2,532MILLIONS
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Total Number of Accounts3,512ACCOUNTS
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Average Account Value$720,877
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AL, AZ, CA, CO, CT, FL, GA, IA, IL, IN, LA, MA, MD, MI, MN, MO, NC, ND, NE, NH, NJ, NY, OH, PA, SC, TN, TX, UT, VA, VT, WI, WV
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