Stephen Richman, financial advisor Eatontown NJ

Stephen Richman

CRD Number: 853284
Current Firm: Cetera Investment Advisers LLC

Stephen Richman (CRD# 853284) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Eatontown, NJ and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC Naples, FL Mar 2024 - Current < 1
Cetera Investment Advisers Schaumburg, IL Jan 2024 - Current < 1
Professional Group Plans Cranford, NJ Jan 2009 - Current 15
Cetera Advisors LLC Denver, CO Jan 2004 - Current 20
Rockdale Associates, Inc. Ocean, NJ Feb 1998 - Current 26
Bolinger Insurance Manasquan, NJ Jan 1996 - Current 28
American United Springfield, NJ Jan 1990 - Current 34
Cetera Advisors, LLC Denver, CO Jan 2004 - Nov 2017 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1990
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Stephen W. Richman
Phone Number: 888-528-2987
Registered State(s):
  • FL
  • NJ
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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