William Fleming, financial advisor Nashua NH

William Fleming

CRD Number: 6850220
Current Firm: Citizens Investment Services

William Fleming (CRD# 6850220) is an Investment Advisor Representative working at Citizens Investment Services in Nashua, NH and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Citizens Securities, Inc. Nashua, NH Apr 2019 - Current 1
Mml Investors Services LLC Bedford, NH Oct 2017 - Apr 2019 1
Mass Mutual Bedford, NH Aug 2017 - Apr 2019 1
Hertz Salem, NH Sep 2015 - Sep 2017 2
Yoko Consulting Mclean, VA May 2014 - Sep 2015 1
Keypoint Government Solutions Loveland, CO Aug 2008 - May 2014 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2018
S65 NASAA Investment Advisors Law Examination May 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for William S. Fleming
Phone Number: 1-800-942-8300
Registered State(s):
  • NH
  • VT
  • VA
By the Numbers
  • Total Assets Under Management
    5,342
    MILLIONS
  • Total Number of Accounts
    35,056
    ACCOUNTS
  • Average Account Value
    $152,373
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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