Carl Apple (CRD# 1050406) is an Investment Advisor Representative working at Apple & Company, Inc. in Nashville, TN and has over 41 years of experience in the finance industry. Carl Apple has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2638266
Cypress Capital, LLC
CRD# 3240223
Ameriprise Financial Services, LLC
CRD# 2546494
Ameriprise Financial Services, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Arete Wealth Management | Chicago, IL | Feb 2024 - Current | < 1 |
Apple & Company Inc. | Nashville, TN | Aug 1978 - Current | 45 |
Crown Capital Securities, LP | Orange, CA | Jul 2011 - Feb 2024 | 12 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 1982 |
S65 | NASAA Investment Advisors Law Examination | Oct 2006 |
- TN
- TX
-
Total Assets Under Management36MILLIONS
-
Total Number of Accounts175ACCOUNTS
-
Average Account Value$205,465
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
TN, TX
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