Carl Apple, financial advisor Nashville TN

Carl Apple

CRD Number: 1050406
Current Firm: Apple & Company, Inc.

Carl Apple (CRD# 1050406) is an Investment Advisor Representative working at Apple & Company, Inc. in Nashville, TN and has over 41 years of experience in the finance industry. Carl Apple has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Arete Wealth Management Chicago, IL Feb 2024 - Current < 1
Apple & Company Inc. Nashville, TN Aug 1978 - Current 45
Crown Capital Securities, LP Orange, CA Jul 2011 - Feb 2024 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1982
S65 NASAA Investment Advisors Law Examination Oct 2006
Contact Info for Carl D. Apple
Phone Number: 615-256-3807
Registered State(s):
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
    49
    MILLIONS
  • Total Number of Accounts
    183
    ACCOUNTS
  • Average Account Value
    $269,391
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

TN, TX

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