Dustin Baucom, financial advisor Nashville TN
93 score

Dustin Baucom

CRD Number: 5533826
Current Firm: Lpl Financial LLC

Dustin Baucom (CRD# 5533826) is an Investment Advisor Representative working at Lpl Financial LLC in Nashville, TN and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial Nashville, TN Sep 2012 - Current 5
Massmutual Life Insurance Company Brentwood, TN Aug 2011 - Sep 2012 1
Mml Investor Services Brentwood, TN Aug 2011 - Sep 2012 1
Waddell & Reed, Inc. Nashville, TN Jun 2009 - Aug 2011 2
Jp Morgan Chase Bank Na Dallas, TX May 2008 - Jun 2009 1
Chase Investment Services Corp Dallas, TX May 2008 - Jun 2009 1
Washington Mutual Dallas, TX Nov 2006 - May 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2008
S65 NASAA Investment Advisors Law Examination Jun 2009
Contact Info for Dustin L. Baucom
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
    117,248
    MILLIONS
  • Total Number of Accounts
    551,780
    ACCOUNTS
  • Average Account Value
    $212,490
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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