Dustin Baucom, financial advisor Nashville TN
93 score

Dustin Baucom

CRD Number: 5533826
Current Firm: Lpl Financial LLC

Dustin Baucom (CRD# 5533826) is an Investment Advisor Representative working at Lpl Financial LLC in Nashville, TN and has over 8 years of experience in the finance industry.

Similar Advisors
Ann Dotson, financial advisor Nashville TN
Ann R. Dotson
CRD# 1823608
Retirement Resources Management, LLC
Score
101
Similar Advisors
Joshua Self, financial advisor Nashville TN
Joshua E. Self
CRD# 3237214
Envision Wealth Planning
Score
101
Similar Advisors
Mark Deering, financial advisor Nashville TN
Mark G. Deering
CRD# 4890057
Raymond James Financial Services Advisors, Inc.
Score
100
Company Name Location Dates Years
Lpl Financial Nashville, TN Sep 2012 - Current 4
Massmutual Life Insurance Company Brentwood, TN Aug 2011 - Sep 2012 1
Mml Investor Services Brentwood, TN Aug 2011 - Sep 2012 1
Waddell & Reed, Inc. Nashville, TN Jun 2009 - Aug 2011 2
Jp Morgan Chase Bank Na Dallas, TX May 2008 - Jun 2009 1
Chase Investment Services Corp Dallas, TX May 2008 - Jun 2009 1
Washington Mutual Dallas, TX Nov 2006 - May 2008 1
Bobtown Road Baptist Church Garland, TX Jan 2006 - Dec 2006 < 1
Student University Park, TX Aug 1997 - Nov 2006 9
Talent Marketing Group Bedford, TX Sep 2005 - Oct 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2008
S65 NASAA Investment Advisors Law Examination Jun 2009
Contact Info for Dustin L. Baucom
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Dustin Baucom and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.