Gregg Waller, financial advisor Nashville TN
93 score

Gregg Waller

CRD Number: 4493873
Current Firm: Cambridge Investment Research Advisors, Inc.

Gregg Waller (CRD# 4493873) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Nashville, TN and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Cambridge Investment Research Advisors, Inc. Fairfield, IA Mar 2016 - Current < 1
Cambridge Investment Research, Inc. Fairfield, IA Mar 2016 - Current < 1
Sagepoint Financial, Inc. Nashville, TN Oct 2014 - Jan 2016 1
The Koala Group Antioch, TN Sep 2014 - Sep 2015 1
Waddell & Reed, Inc. Nashville, TN Dec 2012 - Sep 2014 1
Various Insurance Carriers For W&r Insurance Agencies Antioch, TN Dec 2012 - Sep 2014 1
Unemployment Nashville, TN Mar 2012 - Sep 2012 < 1
Home Depot Smyrna, TN Feb 2008 - Sep 2012 4
Express Courier International Nashville, TN May 2011 - Jun 2012 1
Alliance1, LLC Nashville, TN Oct 2004 - May 2011 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2002
S66 NASAA Uniform Combined State Law Examination Jan 2013
Contact Info for Gregg J. Waller
Phone Number: 641-472-5100
Firm Website: http://www.cir2.com
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    25,187
    MILLIONS
  • Total Number of Accounts
    152,412
    ACCOUNTS
  • Average Account Value
    $165,257
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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