Heather Hale, financial advisor Nashville TN
96 score

Heather Hale

CRD Number: 4470449
Current Firm: Peak Financial Planning, LLC

Heather Hale (CRD# 4470449) is an Investment Advisor Representative working at Peak Financial Planning, LLC in Nashville, TN and has over 16 years of experience in the finance industry. Heather Hale has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Peak Financial Planning, LLC Nashville, TN Apr 2017 - Current 1
Cambridge Investment Research Advisors, Inc. Fairfield, IA Jul 2016 - Mar 2017 < 1
Nashville Private Wealth Management Nashville, TN Jul 2016 - Mar 2017 < 1
Cambridge Investment Research, Inc. Fairfield, IA Jun 2016 - Mar 2017 < 1
Metlife Securities Franklin, TN Jan 2015 - Jul 2016 1
Transamerica Financial Advisors, Inc. Brentwood, TN Aug 2007 - Jan 2015 7
Connect2docs Miamisburg, OH Apr 2014 - Oct 2014 < 1
Quality Systems Inc/ Perma Crete Nashville, TN Dec 2010 - Apr 2014 3
Investment Advisors International Brentwood, TN Dec 2007 - Jan 2012 4
World Group Securities, Inc. Brentwood, TN Mar 2003 - Jan 2012 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2002
S65 NASAA Investment Advisors Law Examination Mar 2004
Contact Info for Heather O. Hale
Phone Number: 615-485-2280
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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