Rory HartmannCRD Number: 5995001
Current Firm: Northwestern Mutual Investment Services,llc
Rory Hartmann (CRD# 5995001) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Nashville, TN and has over 5 years of experience in the finance industry.
Retirement Resources Management, LLC
Fifth Third Securities, Inc.
Quinn Stauffer Financial, LLC
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Jan 2016 - Current||2|
|Northwestern Mutual Investment Services, LLC||Nashville, TN||Aug 2012 - Current||5|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Nov 2011 - Current||6|
|Northwestern Mutual Investment Services, LLC||Nashville, TN||May 2013 - Mar 2016||2|
|University Of North Florida||Jacksonville, FL||Aug 2011 - Dec 2011||< 1|
|Deerwood Country Club||Jacksonvile, FL||Jan 2005 - Aug 2011||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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