Thomas Bateman, financial advisor Nashville TN
93 score

Thomas Bateman

CRD Number: 6012284
Current Firm: Wells Fargo Clearing Services, LLC

Thomas Bateman (CRD# 6012284) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Nashville, TN and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Clearing Services, LLC Nashville, TN Nov 2016 - Current 1
Wells Fargo Advisors LLC Nashville, TN Dec 2013 - Nov 2016 2
Ferguson Enterprises Nashville, TN Oct 2013 - Dec 2013 < 1
Wells Fargo Advisors, LLC Nashville, TN Dec 2011 - Oct 2013 1
Kenny Pipe & Supply Nashville, TN Apr 2007 - Dec 2011 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2012
Contact Info for Thomas E. Bateman
Phone Number: 314-875-3000
Registered State(s):
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
    409,716
    MILLIONS
  • Total Number of Accounts
    1,359,521
    ACCOUNTS
  • Average Account Value
    $301,368
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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