Thomas Ennis (CRD# 6574181) is an Investment Advisor Representative working at Truist Advisory Services, Inc. in Nashville, TN and has over 7 years of experience in the finance industry. Thomas Ennis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2638266
Cypress Capital, LLC
CRD# 3240223
Ameriprise Financial Services, LLC
CRD# 2546494
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Suntrust Investment Services, Inc. | Atlanta, GA | Aug 2020 - Current | 3 |
| Suntrust Advisory Services, Inc. | Atlanta, GA | Apr 2019 - Current | 5 |
| Suntrust Investment Services, Inc. | Atlanta, GA | Apr 2019 - Aug 2020 | 1 |
| Unemployed | Nashville, TN | Feb 2019 - Apr 2019 | < 1 |
| Wileybros Aintree Capital LLC | Nashville, TN | Jul 2018 - Feb 2019 | < 1 |
| Ubs Financial Services | Nashville, TN | Oct 2015 - Apr 2018 | 2 |
| Unemployed | Hendersonville, TN | May 2015 - Oct 2015 | < 1 |
| The University Of Tennessee | Knoxville, TN | Aug 2011 - May 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Sep 2018 |
| S63 | Uniform Securities State Law Examination | Feb 2017 |
- TN
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Total Assets Under Management61,370MILLIONS
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Total Number of Accounts124,201ACCOUNTS
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Average Account Value$494,117
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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