Timothy Eckel, financial advisor Rome GA

Timothy Eckel

CRD Number: 2366817
Current Firm: Dempsey Lord Smith, LLC

Timothy Eckel (CRD# 2366817) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 30 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Dempsey Lord Smith Cumming, GA Feb 2024 - Current < 1
Arete Wealth Advisors, LLC Chicago, IL Mar 2023 - Feb 2024 < 1
Bales & Eckel Financial Group Cumming, GA Jan 2000 - Feb 2024 24
Center Street Advisors, Inc. Nashville, TN Jan 2015 - Jan 2024 9
Center Street Securities Nashville, TN Nov 2014 - Jan 2024 9
Resource Horizons Group, LLC Marietta, GA Aug 2005 - Dec 2014 9
Kovack Securities Inc. Ft. Lauderdale, FL Oct 2014 - Nov 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1993
S65 NASAA Investment Advisors Law Examination Jul 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Timothy M. Eckel
Phone Number: 706.238.9575
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    502
    MILLIONS
  • Total Number of Accounts
    2,945
    ACCOUNTS
  • Average Account Value
    $170,458
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, FL, GA, IL, IN, KY, LA, MA, MD, MI, MN, MO, MS, NC, NM, NV, OH, PA, PR, SC, TN, TX, VA

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