Kathryn Zimmerman (CRD# 4244367) is an Investment Advisor Representative working at Osaic Wealth, Inc. in Salem, NH and has over 21 years of experience in the finance industry.
CRD# 4257163
Prosperity Wealth Management, Inc.
CRD# 2513892
Advanced Portfolio Design, LLC
CRD# 1350047
Legacy Financial Solutions, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Osaic Wealth, Inc. | Salem, NH | Jul 2023 - Current | < 1 |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Feb 2018 - Aug 2023 | 5 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Jan 2018 - Aug 2023 | 5 |
| Asset Strategy Advisors, LLC | Natick, MA | May 2015 - Jan 2018 | 2 |
| Tiaa | Providence, RI | Dec 2013 - May 2015 | 1 |
| Tiaa-cref Individual & Institutional Services, LLC | Providence, RI | Dec 2013 - May 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2002 |
| S63 | Uniform Securities State Law Examination | Mar 2018 |
- MA
- NH
- RI
- TX
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Total Assets Under Management94,558MILLIONS
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Total Number of Accounts437,201ACCOUNTS
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Average Account Value$216,280
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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