Rose Thompson, financial advisor Needham MA

Rose Thompson

CRD Number: 848431
Current Firm: Commons Capital, LLC

Rose Thompson (CRD# 848431) is an Investment Advisor Representative working at Commons Capital, LLC in Needham, MA and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Leigh Baldwin & Company, LLC Cazeonvia, NY Oct 2018 - Current 5
Commons Capital Advisors, LLC Newton, MA Dec 2012 - Current 11
Mutual Securities, Inc. Newton, MA Jan 2013 - Oct 2018 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2001
S66 NASAA Uniform Combined State Law Examination Sep 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Rose M. Thompson
Phone Number: (617) 431-7200
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    173
    MILLIONS
  • Total Number of Accounts
    487
    ACCOUNTS
  • Average Account Value
    $356,099
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

FL, MA, NH, NY, TX

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