Carrie Baker, financial advisor New Albany IN

Carrie Baker

CRD Number: 5557308
Current Firm: Lpl Financial LLC

Carrie Baker (CRD# 5557308) is an Investment Advisor Representative working at Lpl Financial LLC in New Albany, IN and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial New Albany, IN Oct 2022 - Current 1
Grace Financial Services New Albany, IN Aug 2016 - Current 7
Principal Securities, Inc. New Albany, IN Mar 2016 - Oct 2022 6
Principal Life Insurance Co New Albany, IN Mar 2016 - Dec 2020 4
Unemployed New Albany, NY Jan 2016 - Mar 2016 < 1
Geneos Wealth Managment Inc. Sellersburg, IN Mar 2013 - Dec 2015 2
Financial Wealth Management LLC Sellersburg, IN Mar 2013 - Dec 2015 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2009
S65 NASAA Investment Advisors Law Examination Jun 2011
Contact Info for Carrie A. Baker
Phone Number: 704-733-3300
Registered State(s):
  • IN
  • TX
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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