Mark Shafer (CRD# 1305651) is an Investment Advisor Representative working at Goodrich Asset Management LLC in New Albany, OH and has over 39 years of experience in the finance industry.
CRD# 2483337
Stratos Wealth Partners, Ltd
CRD# 5207204
Shuttleworth & Company
CRD# 2278230
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Goodrich Asset Management, LLC | New Albany, OH | Aug 2009 - Current | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1985 |
| S65 | NASAA Investment Advisors Law Examination | Apr 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OH
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Total Assets Under Management3MILLIONS
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Total Number of Accounts10ACCOUNTS
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Average Account Value$299,705
- A percentage of assets under your management
- Hourly charges
- Portfolio management for individuals and/or small businesses
- Other
OH
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