James Fischer, financial advisor Kentwood MI

James Fischer

CRD Number: 1594785
Current Firm: Regal Investment Advisors LLC

James Fischer (CRD# 1594785) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Kentwood, MI and has over 36 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Regulus, LLC Kentwood, MI Jul 2014 - Current 9
Regal Investment Advisors, LLC Kentwood, MI Jul 2014 - Current 9
Mml Investors Services Inc. Waukesha, WI Apr 2009 - Jul 2014 5
Massmutual Financial Group Waukesha, WI Apr 2009 - Jul 2014 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1987
S66 NASAA Uniform Combined State Law Examination Dec 2002
Contact Info for James A. Fischer
Phone Number: 616-224-2204
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    2,043
    MILLIONS
  • Total Number of Accounts
    11,768
    ACCOUNTS
  • Average Account Value
    $173,585
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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