James Earle, financial advisor New Bern NC

James Earle

CRD Number: 6246218
Current Firm: First Citizens Investor Services, Inc.

James Earle (CRD# 6246218) is an Investment Advisor Representative working at First Citizens Investor Services, Inc. in New Bern, NC and has over 8 years of experience in the finance industry.

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Credit Union Investment Services
Company Name Location Dates Years
First Citizens Investor Services Raleigh, NC Jul 2017 - Current 4
Pruco Securities, LLC Raleigh, NC Aug 2015 - Jul 2017 1
The Prudential Insurance Company Of America Raleigh, NC Aug 2015 - Jul 2017 1
Axa Advisors New York, NY Jul 2014 - Aug 2015 1
Unemployed Bedford, NH Mar 2014 - Jul 2014 < 1
Fidelity Investments Merrimack, NH Oct 2011 - Mar 2014 2
Fc United Worcester, MA Aug 2011 - Jun 2012 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2013
S66 NASAA Uniform Combined State Law Examination Aug 2016
Contact Info for James P. Earle
Phone Number: 800-229-0205
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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