James EarleCRD Number: 6246218
Current Firm: First Citizens Investor Services, Inc.
James Earle (CRD# 6246218) is an Investment Advisor Representative working at First Citizens Investor Services, Inc. in New Bern, NC and has over 8 years of experience in the finance industry.
Wells Fargo Clearing Services, LLC
Altrius Capital Management, Inc.
Credit Union Investment Services
|First Citizens Investor Services||Raleigh, NC||Jul 2017 - Current||4|
|Pruco Securities, LLC||Raleigh, NC||Aug 2015 - Jul 2017||1|
|The Prudential Insurance Company Of America||Raleigh, NC||Aug 2015 - Jul 2017||1|
|Axa Advisors||New York, NY||Jul 2014 - Aug 2015||1|
|Unemployed||Bedford, NH||Mar 2014 - Jul 2014||< 1|
|Fidelity Investments||Merrimack, NH||Oct 2011 - Mar 2014||2|
|Fc United||Worcester, MA||Aug 2011 - Jun 2012||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2013|
|S66||NASAA Uniform Combined State Law Examination||Aug 2016|
Total Assets Under Management1,203MILLIONS
Total Number of Accounts4,144ACCOUNTS
Average Account Value$290,325
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, FL, GA, IN, LA, MA, MD, NC, NH, NJ, NY, PA, SC, TN, TX, VA, WV
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