James Earle, financial advisor New Bern NC

James Earle

CRD Number: 6246218
Current Firm: First Citizens Investor Services, Inc.

James Earle (CRD# 6246218) is an Investment Advisor Representative working at First Citizens Investor Services, Inc. in New Bern, NC and has over 10 years of experience in the finance industry.

Similar Advisors
Perry Aycock, financial advisor New Bern NC
Perry Aycock
CRD# 6700701
Credit Union Investment Services
Similar Advisors
Michael Bass, financial advisor New Bern NC
Michael L. Bass
CRD# 2515067
Edward Jones
Similar Advisors
Jessica Batchelor, financial advisor New Bern NC
Jessica M. Batchelor
CRD# 5267818
First Citizens Investor Services, Inc.
Company Name Location Dates Years
First Citizens Investor Services Raleigh, NC Jul 2017 - Current 6
Pruco Securities, LLC Raleigh, NC Aug 2015 - Jul 2017 1
The Prudential Insurance Company Of America Raleigh, NC Aug 2015 - Jul 2017 1
Axa Advisors New York, NY Jul 2014 - Aug 2015 1
Unemployed Bedford, NH Mar 2014 - Jul 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2013
S66 NASAA Uniform Combined State Law Examination Aug 2016
Contact Info for James P. Earle
Phone Number: 800-229-0205
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    1,527
    MILLIONS
  • Total Number of Accounts
    5,949
    ACCOUNTS
  • Average Account Value
    $256,604
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, FL, GA, IL, LA, MA, MD, NC, NE, NH, NJ, NY, PA, SC, TN, TX, VA, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.